AVP, Anti Financial Crime Assurance

About UOB

United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. Our history spans more than 80 years. Over this time, we have been guided by our values – Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.

About the Department

The Compliance function is a strategic partner and a trusted business enabler to the Board and senior management. It is our responsibility to ensure that the Group continuously fulfils its regulatory obligations in today’s tight and dynamic regulatory landscape. To do that, we work closely with internal stakeholders to identify and to assess regulatory risks. This collaboration also includes developing practical solutions that integrate regulations into operational requirements as well as actively shaping and promoting stronger compliance culture and literacy in the Bank.

Job Responsibilities

Assurance planning

• Assists the AFC Assurance Team Lead in developing a robust AFC Assurance plan
• Liaises with internal stakeholders and conducts risk assessment to identify potential areas to review as part of the assurance review plan, synthesizing findings for the AFC Assurance Team Lead
• Build good working relationships with key stakeholders within local compliance teams, coordinating regular touchpoints between these teams and the Group AFC assurance team as assigned by AFC Assurance Team Lead or Head of Compliance Assurance

Assurance execution

•  Execute AFC Assurance reviews according to the department’s framework, methodology and standards.
• Drafts the findings and proposed recommendations, assist Team Lead to prepare the Assurance review report

• Follow up and validate (where applicable) outstanding issues, obtain adequate supporting documents for issue closure timely. 
• Supports the AFC Assurance team in the preparation of reporting and MI for Senior Management and relevant committees, summarizing key activities of the AFC Assurance Team.

Job Requirements

• Bachelor or master degree holder (with major in Accounting, Business Administration, Economics, Finance or Law, or equivalent qualification are preferred)
• 3 - 5 years of experience in internal audit, assurance, or compliance testing for Banking or Financial Institutions  
• Good knowledge and understanding of relevant financial crime and broader financial services regulatory landscape
• Data Analytics skill are advantage
• Professional AML-related certification is advantage

หมายเหตุ : ธนาคารมีความจำเป็นจะต้องดำเนินตรวจสอบและเก็บข้อมูลประวัติอาชญากรรมของผู้สมัครในตำแหน่งงานนี้เพื่อตรวจสอบคุณสมบัติหรือลักษณะต้องห้ามตามนโยบายของธนาคาร 

Remark: The Bank requires the checking and collection of criminal records for candidates of this position in order to verify qualifications and/or disqualifications for the job position in accordance with the Bank’s policy. 

Be a part of UOB Family

UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.

Apply now and make a difference.

Competencies