Vice President, Alerts Management & Investigation, Anti Financial Crime Operations

About UOB

United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. Our history spans more than 80 years. Over this time, we have been guided by our values – Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.

About the Department

The Wholesale Bank function operates a dynamic business model that provides financial services and solutions to help our clients achieve their strategic business objectives. Our mission is to become the premier-provider of banking services and solutions for Asia-based commercial banking companies (small medium enterprises), large corporations, financial institutions as well as multinational corporations. Our coverage teams work in full alignment with specialised teams across Transaction Banking, Investment Banking, Global Markets and Group Retail to deliver seamless solutions to our clients.

Job Responsibilities

• Support the oversight and execution of the Financial Crime Investigation program in HK from preparing and reviewing investigation reports to recommending account strategies from a first line perspective independent of the Relationship Manager
• Ensure the completeness and quality of name screening dispositions as stipulated in the AML/CFT policies and procedures 
• Ensure timeliness of reviews are within prescribed SLA 
• Identify process and control deficiencies and enhance respective risk mitigating control procedures and rectify any deficiencies identified by Group Audit, Compliance, and Regulators 
• To assist in the preparation, review and implementation of training materials with accuracy and in sync with Compliance guidelines on financial crimes matters.  Where need be, to conduct such trainings as and when required to the respective Business Units within Group Wholesale Banking 
• To work in tandem with the Head of AFC Ops in development of the team in areas of technical and soft skills for exposure and career progression 
• Participate and represent AFC Ops in any financial crime related ad-hoc projects and committees, as and when required 
• Other duties to be assigned by Management

Job Requirements

• Degree holder in Business Administration/ Finance or related Banking discipline
• At least 10 years of relevant working experience covering wholesale banking clients
• Experience in managing senior business stakeholders internally/externally, with a sensible business mindset to strive balance against risk management
• Strong skillset and in-depth knowledge of KYC CDD requirements for client lifecycle management, knowledge of project management is an advantage
• A strong team manager & team player who is self-motivated, collaborative and open-minded; engaging and with eagerness to drive new initiatives and defend what is believed to be right
• Prior experience in team or people management; demonstration of good leadership by providing pragmatic guidance to junior staff members
• Good command of written and verbal communications, in English and Cantonese; strong mind set of rendering quality service attitude
• Holder of AAMLP/CAMLP/CAMS/ICA or equivalent is a plus
• Certified ECF qualification is preferred

Be a part of UOB Family

UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.

Apply now and make a difference.

Competencies