Regulatory Assurance Officer, Transaction Banking

About UOB

United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. Our history spans more than 80 years. Over this time, we have been guided by our values – Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.

About the Department

The Wholesale Bank function operates a dynamic business model that provides financial services and solutions to help our clients achieve their strategic business objectives. Our mission is to become the premier-provider of banking services and solutions for Asia-based commercial banking companies (small medium enterprises), large corporations, financial institutions as well as multinational corporations. Our coverage teams work in full alignment with specialised teams across Transaction Banking, Investment Banking, Global Markets and Group Retail to deliver seamless solutions to our clients.

Job Responsibilities

• To provide regulatory and compliance guidance/consultation to the TB business on an ongoing basis.
• To ensure that regulatory developments are identified, communicated and complied with by TB.
• Scope – perform specific controls on an on-going basis (self-assessments).
• Adhere to pre-established compliance policies & requirements.
• Monitor administrative compliance processes and perform specific controls on them.
• Manage non-compliances (develop action plans & reporting).

Job Requirements

• Aware and have some knowledge on AML/CFT, Sanctions, Anti-Bribery and Corruption or Regulatory Compliance landscape as well as interested to learn more on latest development and updates on these areas i.e. industry compliance leading trends and issues;
• Possess and interested in performing audit processes and review methods as well as interested in dealing with big data analytic;
• Highly self-motivated and possess good skills in contributing to the team;
• Possess an inquisitive mind-set and a willingness to learn new things;
• Knowledge of and ability to apply problem solving and decision making skills; and
• Good writing and ability to present issues and propose resolution approaches to management
• Good interpersonal and analytical skills.
• Work well independently and with a team.
• Able to multi-task and agile.
• Working experience in banking/Compliance division would be an advantage.
• Have business sense and able to advise the team on action while taking business overall into considerations.

Be a part of UOB Family

UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.

Apply now and make a difference.

Competencies