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Posting Date:  24-Mar-2021

Kuala Lumpur, Wilayah Persekutuan, MY, 50738

Company:  United Overseas Bank (Malaysia) Bhd

About UOB

United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices.

Our history spans more than 80 years. Over this time, we have been guided by our values — Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.

About the Department

Job Responsibilities

1. Compliance & Audit Management

  • Providing 1st level of advisory for matters related to regulations issued by the regulators.
  • Coordinates business and fucntional stakeholders' responses to regulatory consultative papers.
  • Coordinates cross segment regulatory projects.
  • Main focal point of contact between CBO and internal/external auditors/regulators/compliance/market risk on regulatory/operational/legal matters
  • Conducting preliminary investigation on potential misconduct and main gatekeeper for the disciplinary records of CBO
  • Ensure adequate controls are in place to comply with regulatory requirements.
  • Provide trainings to CBO staffs on regulatory requirements/Bank's policies and procedures.
  • Drive any compliance project and initiative


2. Business Operational Risk Control

  • Perform control testing via the annual KRCSA exercise
  • Main gatekeeper for Key Operational Risk Indicator (KORI)
  • To ensure alignment with group in terms of Operational Risk Controls and to localize where necessary.
  • To perform Incident Reporting, gap analysis and introducing new controls to avoid future recurrence.
  • To perform internal self-assessment and review for CBO.


3. Product Knowledge Bank & Subject Matter Expect

  • Provide advisory to RM team on SME relating to Credit, Trade and General Banking matters.
  • Assist RM and Product Sales in Structuring Complex Trade Solutions

Job Requirements

Be a part of UOB Family

UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.

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