Loading...
 
Share this Job
Apply now »

AVP/MGR, Investment Governance, Governance & Compliance, UOB Asset Management

Posting Date:  04-Jan-2022
Location: 

Raffles Place, Singapore, SG

Company:  UOB Asset Management Ltd

Investment Governance

The Investment Governance team has the responsibility to ensure that all key businesses are conducted according to the investment limits, regulatory and management requirements. 

About UOB

United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices.

Our history spans more than 80 years. Over this time, we have been guided by our values — Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.

Job Responsibilities

The Investment Governance team has the responsibility to ensure that all key businesses are conducted according to the investment limits, regulatory and management requirements. In a team of three, you will report directly to the Head of Investment Governance and your scope involves in reviewing and monitoring the investment transactions at pre and post stages on various types of accounts, products, etc. 

 

In addition, you will be required to monitor and perform substantial shareholding reporting, clients’ compliance reporting and conduct various independent periodic checks. You will also be involved in overseeing subsidiaries and providing guidance, sharing best corporate practices, attend to meetings, project implementations from time to time.

Job Requirements

  • Degree from a recognized institution with minimum of 2 years of relevant experience in compliance and/or legal advisory within business units or internal/external audit gained within a retail asset management company.
  • Knowledge of various financial market instruments including but not limited to equities, bonds, derivatives etc.
  • Knowledge of Bloomberg Asset Investment Management System (“AIMS) will be an advantage (or any pre and post trade monitoring system)
  • Strong analytical skills, proactive, able to think creatively and a good team player, yet able to work independently.
  • Good communication and interpersonal skills to effectively interact with colleagues and external parties of all levels. 
  • Knowledge of asset management industry of familiar with regulations such as MAS CCIS/CPFIG will be advantageous

Be a part of UOB Family

UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.

Apply now and make a difference.

Apply now »